In a speech on the Capital Markets Business Taskforce convention right this moment (6 September), Sarah Pritchard, govt director of markets and worldwide on the FCA, mentioned the regulator intends to increase funding analysis guidelines to such constructions.
The FCA has launched new guidelines which permit asset managers “better freedom” within the methods they pay for funding analysis, by permitting them to bundle funds for analysis and commerce execution, she famous.
FCA authorisation cancellations doubled final 12 months
These have been born out of the truth that, though traders have been “largely getting the rese…
