In a ‘Pricey CEO’ letter right now (26 February), the regulator defined it can look into how companies oversee the appliance of their conflict-of-interest framework by way of governance our bodies and opinions “to make sure investor outcomes should not compromised”.
Non-public markets have skilled fast development within the retail traders area in recent times, and FCA stated it expects companies to replace and evolve their procedures with a view to determine, handle and mitigate any conflicts of curiosity on this area.
FCA delays implementation of SDR to portfolio administration
The evaluation comes on the again of superv…
